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Biological factors that place women at risk for HIV: evidence from a large-scale clinical trial in Durban
© Abbai et al. 2016
Received: 16 August 2014
Accepted: 8 March 2016
Published: 19 March 2016
It is well documented that the mucosal linings of the female genital tract (FGT) usually provides a robust barrier that protects against sexually acquired infections. However, to the best of our knowledge there are limited South African studies that have investigated the association between damage to the mucosal linings and the acquisition of HIV infections. We hypothesize that in this cohort of women, a higher rate of HIV seroconversions will be observed for women who present with evidence of mucosal damage.
We undertook a secondary analysis of the Methods for Improving Reproductive Health in Africa (MIRA) trial that assessed the effectiveness of the latex diaphragm and lubricant gel on HIV prevention among women. Participants underwent a physical examination which included a pelvic examination to detect the presence of mucosal abnormalities. During the physical examinations, the study clinicians examined the genitalia, cervix and vagina for signs of epithelial disruptions and abnormal vaginal discharge. The association between the various genital factors and HIV seroconversion was modeled using Cox proportional hazards regression analysis.
In this cohort of 1485 women that had enrolled to participate in the study, women that had presented with genital epithelial disruptions and abnormal vaginal discharge were shown to be at highest risk for HIV acquisition (Hazard Ratio (HR): 4.30, 95 % CI: 2.25, 8.22, p <0001, HR: 2.37, 95 % CI: 1.69, 3.33, p <0.001) respectively. In addition, the Kaplan Meier analysis showed that the highest number of seroconversions was observed in women that had disrupted genital epithelia (27 per 100/py, 95 % CI: 15.0, 50.7) and abnormal vaginal discharge (12 per 100/py, 95 % CI: 9.70, 16.7). Other significant factors included: genital signs and symptoms (HR: 1.67, 95 % CI: 1.07, 2.61, p = 0.02) and genital ulcers/sores (HR: 1.79, 95 % CI: 1.05, 3.06, p = 0.03).
We have shown that damage to the mucosal epithelial lining increases a women’s risk of HIV seroconversion. Future studies that provide an in depth understanding of the mechanisms associated with the FGT and mucosal immunity will be most valuable. An understanding of all of these mechanisms will be key in directing the advancement of products most suitable for combating HIV infection in women.
This study was registered with ClinicalTrials.gov,number NCT00121459 on the 28th February 2007.
In sub-Saharan Africa (SSA), 60 % of the adults living with Human Immunodeficiency virus (HIV) infection are women . It is suggested that 30–40 % of these infections occur through heterosexual transmission via the female genital tract (FGT) . The FGT is divided into two main compartments; the lower reproductive tract, consisting of the vagina and ectocervix, lined by stratified squamous epithelium; and the upper reproductive tract consisting of the endocervix, endometrium and fallopian tubes, lined by a single layer of columnar epithelium [2–4]. There are numerous characteristics of FGT that have shown to increase susceptibility to HIV infection . One of the characteristics included local changes in the FGT induced by infection by other microorganisms . Evidence from laboratory, clinical as well as epidemiological studies have supported the hypothesis that sexually transmitted infections (STIs) facilitate the spread of HIV . Sexually transmitted infections have been found to facilitate HIV transmission by rupturing protective mucosal barriers and recruiting susceptible immune cells (eg. CD4 T-helper cells, macrophages) to the site of infection . Sexually transmitted infections have also been considered major causes of inflammatory cytokine up-regulation and recruitment of immune cells to the genital mucosa [8, 9]. South African studies have showed that Chlamydia trachomatis, Neisseria gonorrhoeae, Mycoplasma genitalium infections and elevated cervicovaginal lavage (CVL) concentrations of interleukin (IL)-1β, IL-6, IL-8 and soluble CD40L (sCD40L) are associated with increased risk of HIV acquisition .
Many epidemiological studies have found a strong association between HSV-2 infection and HIV infection . Some studies have reported high prevalence rates in the general population as well as high risk populations. The prevalence of HSV-2 was shown to be >50 % among women and >25 % among men in Sub Saharan Africa . In a more recent study by Abbai et al. , the prevalence of HSV-2 and HIV-1 co-infection was reported to be 41 % in women in South Africa. The increased susceptibility to HIV is most likely due to HSV-2-induced ulcerations, which ruptures the physical barrier of the genital epithelium . Studies conducted using a Simian immunodeficiency virus (SIV) model has shown that damage to the mucosal barrier before SIV infection predicts disease progression to AIDS after infection, demonstrating the importance of barrier health even before infection occurs .
To the best of our knowledge there are limited South African studies that have investigated the association between damage to the mucosal linings and the risk for HIV acquisition. We hypothesize that in this cohort of women, a higher rate of HIV seroconversions will be observed for women who present with evidence of mucosal damage. Identifying women who present with mucosal damage could facilitate efforts that are directed towards developing products that cover the cervix and has the potential to offer safe and effective protection against HIV and other STIs. However, efforts should not be solely focused on diaphragms since diaphragms have provided no beneficial effect in preventing heterosexual HIV transmission .
The Methods for Improving Reproductive Health in Africa (MIRA) study which assessed the effectiveness of the latex diaphragm with a lubricant gel in preventing heterosexual acquisition of HIV among women in southern Africa was conducted between 2003–2005 in South Africa (Durban) and Zimbabwe . However, the provision of diaphragms and lubricant gels in addition to male condoms provided no beneficial effect . This analysis is based only on participants recruited and enrolled at the Durban sites. In Durban, the study was conducted in rural Umkomaas (a peri-urban region located 60 km south of Durban) and Bothas Hill (a rural area located 40 km west of Durban).
Of the 3472 women screened at the Durban research sites, 1485 women were enrolled into the study. The study population has been described in greater detail elsewhere . Women were recruited from family planning, well-baby and general health clinics for participation in this study. The main eligibility criteria for the study included: women aged 18 to 49 years old, sexually active (coital frequency at least four times per month on average), HIV-negative based on testing within 14 days prior to enrollment, Chlamydia trachomatis- and Neisseria gonorrhoeae-negative based on testing within 30 days prior to enrollment or, if positive, completes treatment before enrollment, have a healthy cervix as assessed by naked-eye speculum exam at enrollment, planning to live in the study area for the duration of the study, and willing and able to give informed consent. Participants provided written informed consent prior to study procedures being conducted. Participants were followed quarterly with a mean follow-up of 18 woman-months per participant. Participants had completed physical examinations at all study visits to identify any abnormalities of the cervix and to detect any cervicovaginal infections. Testing for HIV and STIs were also done at all study visits.
The original trial study was reviewed and approved by the University of California at San Francisco Institutional Review Board Committee on Human Research, and by the ethics review committees at all local institutions and collaborating organizations, including the Medical Research Council of Zimbabwe, the Medicines Control Authority of Zimbabwe, Biomedical Research Ethics Committee of the University of KwaZulu-Natal, Human Research Ethics Committee of the University of the Witwatersrand, and Western Institutional Review Board. This study was registered with ClinicalTrials.gov,number NCT00121459 on the 28th February 2007. Approval to use any data for secondary analysis has been previously granted by the MIRA protocol team.
Clinical data collection
At screening (baseline visit), women were interviewed by the study staff to collect information on demographics (age, marital status, religion, language spoken) and sexual behavior (number of lifetime sexual partners, age of sexual debut, sex in exchange for goods, condom use and coital frequency). Data collected on clinical history included data on treatment of STIs or reproductive tract infections, symptoms of genital ulcers, genital warts and abnormal vaginal discharge, pain in urinating, genital signs, genital irritation, painful urination and pain during intercourse. All of the above mentioned data was collected by interviewer administered questionnaires and the data recorded was based on self-report. Participants underwent a physical examination which included a pelvic examination to detect the presence of mucosal abnormalities. The external genitalia, cervix and vagina were inspected with the naked eye. During the physical examinations, the study clinicians examined the perineum/perianal, vulva and vaginal epithelium of the women for signs of epithelial disruptions. Epithelial disruption was defined as a break in the lining of the epithelium thereby exposing the subcutaneous tissue. All women that had participated in the study were compensated (monetary compensation) for their time spent at the research clinic.
Two HIV rapid tests were done on whole blood samples collected by venipuncture. The rapid tests used were the Determine HIV-1/2 (Abbott Laboratories, Japan) and Oraquick (OraSure Technologies, USA). Urine specimens were collected for polymerase chain reaction (PCR) testing for Neisseria gonorrhea (NG), Chlamydia trachomatis (CT) and Trichomonas vaginalis (TV) (Roche Pharmaceuticals, USA). Whole blood samples were also collected for the testing of syphilis and HSV-2. Testing for syphilis was conducted using the Rapid plasma regain (RPR) and Treponema pallidum haemagglutinin [TPHA], Randox Laboratories, Crumlin, UK). Testing for HSV-2 was conducted using a HSV2 ELISA assay (FOCUS Diagnostics, Cypress, CA, USA). The presence of bacterial vaginosis (BV) and candidiasis were based on vaginal pH and wet mount tests.
The biological factors that formed part of the analysis plan included: pre-existing STIs, genital ulcer/sores, reproductive tract infections, abnormal vaginal discharge, genital signs and symptoms, genital discharge, genital irritation, genital disruption and the presence of genital warts. The date of seroconversion was estimated using the midpoint between the last negative and the first positive antibody test results within the follow-up period. Cox regression models were used to assess the associations between the risk factors and HIV seroconversion. The analysis was conducted after adjusting for age, number of lifetime sexual partners, marital and cohabitation status, age of sexual debut and education level. Kaplan-Meier survival analyses was carried out to estimate the crude HIV seroconversion rates taking into consideration the variables that were strongly associated with HIV risk such as epithelial disruptions and vaginal discharge. Statistical analysis was performed using STATA release 12.0 (College Station, Texas, TX, USA).
Baseline characteristics of the women enrolled in the MIRA study at the Durban research sites
Total N (%)
<25 years old
25–34 years old
>35 years old
Level of education
Less than high school
At least high school
Number of life-time sexual partners
Coital frequency per week
Condom use in past 3 months at enrolment
Age of sexual debut
<16 years of age
>16 years of age
Abnormal vaginal discharge
Pre-Existing STIs (N. gonorrhoeae, C. trachomatis, T. vaginalis)
Pre-existing HSV-2 infection
Predictors for future HIV-1 infections using Cox proportional hazard models for women that had participated in the MIRA study
Hazard ratio (95 % confidence interval)
1.05 (0.70, 1.57)
1.72 (1.01, 2.94)
Pain in urinating
1.01 (0.64, 1.57)
Pre-existing HSV-2 infection
1.72 (1.18, 2.51)
Pain during sex
1.22 (0.80, 1.86)
1.26 (0.73, 2.20)
Genital epithelial disruptionb
1.62 (1.04, 2.54)
1.45 (0.70, 2.96)
Abnormal vaginal discharge
2.22 (1.57, 3.12)
Bacterial vaginosis (symptomatic)
1.36 (0.85, 2.19)
Diagnosed with Treponema pallidum (syphilis)
0.58 (0.21, 1.58)
1.39 (0.86, 2.26)
0.75 (0.10, 5.40)
According to the findings of the physical examinations, disruption of the genital epithelium (HR: 4.30, 95 % CI: 2.20, 8.21, p <0001 and abnormal vaginal discharge (HR: 2.22, 95 % CI: 1.57, 3.21, p = <0.001) were the factors that were the strongest predictors for HIV acquisition. Other significant factors included: genital signs (HR: 1.62, 95 % CI: 1.04, 2.54, p = 0.03) and the presence of genital ulcers/sores (HR: 1.72, 95 % CI: 1.01, 2.94, p = 0.04). However, factors such as genital irritation, pain during sex, painful urination, vaginal bleeding, and the presence of genital warts were not significantly associated with the risk for future HIV infections.
In our study, the largest number of HIV infections were reported for women who presented with signs of disruption of their genital epithelium and abnormal vaginal discharge. Our findings are in keeping with previous findings . Pre-clinical studies with the SIV/macaque vaginal transmission model has shown that the normal genital tract is a substantial barrier to viral transmission and that the disruption of the epithelium is associated with enhanced HIV acquisition . A reason for the enhanced susceptibility to HIV in women with epithelial disruptions has been described by Mesquita et al. . According to Mesquita et al. , disruption of the vaginal epithelial barrier has been shown to facilitate the movement of HIV into the laminae propriae, where HIV target cells are shown to be more abundant . In addition, clinical and epidemiological observation studies have also reported that the disruption of the vaginal epithelium is associated with enhanced HIV acquisition .
Sexually transmitted infections are known to facilitate HIV transmission by rupturing protective mucosal barriers . However, in our study, we found that women who were diagnosed with STIs (N. gonorrhoea, C. trachomatis and T. vaginalis) were not at increased risk of HIV seroconversion. Our findings therefore differs from numerous other published studies on the association between HIV and STIs . We assume that the STI treatment that was provided to our study women played an important role in protecting them from acquiring HIV. Our assumption has been confirmed by Morse et al.  who reported that effective treatment of curable STIs as well as HSV-2 infections have been shown to reduce the incidence of HIV infections in African populations. Additionally, observational studies also support the hypothesis that STI treatment can reduce HIV infectiousness .
The association between BV and HIV acquisition has been well described in a systematic review by Atashili et al. . The review found that BV was consistently associated with an increased risk of HIV infection . In our study, we found that women who were symptomatic for BV were at increased risk of HIV acquisition (HR 1.36), however, this result was not statistically significant. The inability to detect statistically significant effects could be attributed to the relatively small sample size of the women who had laboratory diagnoses completed for BV, resulting in reduced power.
In our study we found a large number of HIV seroconversions in women who reported abnormal vaginal discharge when compared to women who did not report any discharge. Our findings are consistent with a previous study that reported that vaginal discharge is commonly associated with women infected with HIV when compared to uninfected women .
In addition, in our study, women who presented with genital ulcers/sores were shown to be at risk for HIV seroconversion. Our findings are in keeping with previous reports that have shown genital ulcer diseases (GUD) to be associated with HIV infection . According to Røttingen et al. , the effects of GUD, caused by HSV-2 on susceptibility to HIV acquisition may be greater than the effects of non-ulcerative STI symptoms (discharge, inflammation and pelvic inflammatory disease). This is consistent with our findings since women who were diagnosed with HSV-2 infections were shown to be at increased risk for HIV seroconversion. Herpes Simplex Virus type-2 has been shown to weaken the physical barrier to infection among HIV uninfected individuals as well as enhance the shedding of HIV among HIV infected individuals .
We acknowledge the following limitation of our study; the data presented in this study is limited to the population of women in which the research was conducted and may not be representative of women in the general population. However, the strength of the current study is that the data used for the analysis was collected from women who reside in the epicenter of the HIV epidemic in Sub-Saharan Africa and the data generated will be beneficial for developing and implementing prevention strategies that protect women from these settings from future infections.
In addition, to the best of our knowledge there have been no published reports from South African populations that have looked at the association of genital factors such as epithelial disruption and HIV seroconversion. Therefore, the findings from this study add to the growing body of knowledge regarding the biological factors that place women at risk for incident HIV infections in our current setting.
In our study we have shown that damage to the mucosal epithelial lining increases a woman’s risk of HIV seroconversion. Future studies that provide an in depth understanding of the FGT and mucosal immunity will be most valuable since there are several mechanisms of transmission that are present in the FGT [25, 26]. An understanding of all of these mechanisms will be key in directing the advancement of products most suitable for combating HIV infection in women.
We gratefully acknowledge the contribution of the women who participated in this study. We thank the MIRA team at the University of California (San Francisco), Ibis Reproductive Health and members of the HIV Prevention Research Unit (MRC South Africa). We acknowledge the financial support of the Bill and Melinda Gates Foundation (Grant number 21082).
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